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Regulating Financial Services and Markets in the 21st Century
Regulating Financial Services and Markets in the 21st Century
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Description
The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation.
Table of Contents
1. Regulating Financial Services and Markets in the Twenty First Century: An Overview
Eilís Ferran and Charles A.E. Goodhart
2. Reforming Financial Regulation: Progress and Priorities
Howard Davies
OBJECTIVES AND PRINCIPLES
3. Regulatory Principles and the Financial Services and Markets Act 2000
Colin Mayer
4. Examining the Objectives of Financial Regulation-Will the New Regime Succeed? A Practitioner's View
Amelia C. Fawcett
5. Incentive v. Rule-Based Financial Regulation: A Role for Market Discipline
Rahul Dhumale
REGULATION OF SENIOR MANAGEMENT
6. Directors' Fiduciary Duties and the Approved Persons Regime
Colin Bamford
7. Fiduciary Duties, Regulation of Companies and Regulation of Individuals
Sir Adam Ridley
DISCIPLINE, ENFORCEMENT AND HUMAN RIGHTS
8. Regulatory Discipline and the European Convention on Human Rights-A Reality Check
Daniel F. Waters and Martyn Hopper
9. Holding the Balance-Effective Enforcement, Procedural Fairness and Human Rights
Thomas A.G. Beazley
ACCOUNTABILITY
10. Regulating the Regulator-A Lawyer's Perspective on Accountability and Control
Alan Page
11. Regulating the Regulator-An Economist's Perspective on Accountability and Control
Charles A.E. Goodhart
12. Public Accountability in the Financial Sector
Rosa M. Lastra and Heba Shams
EUROPEAN REGULATION
13. Regulating European Markets: The Harmonisation of Securities Regulation in Europe in the New Trading Environment
Eddy Wymeersch
14. The Case for a European Securities Commission
Gilles Thieffry
INTERNATIONAL REGULATION
15. New Issues in International Financial Regulation
John Eatwell
16. The Financial Stability Forum (FSF): Just Another Acronym?
Andrew G. Haldane
17. The Need for Efficient International Financial Regulation and the Role of a Global Supervisor
Kern Alexander
ROLE OF RATING AGENCIES
18. The Role of Rating Agencies in Global Market Regulation
Steven L. Schwarcz
19. The Role of Credit Rating Agencies in the Establishment of Capital Standards for Financial Institutions in a Global Economy
Howell E. Jackson
TECHNOLOGICAL CHANGE AND REGULATION
20. The Challenge of Technology-Regulation of Electronic Financial Markets
Product details
| Published | 11 Sep 2001 |
|---|---|
| Format | Hardback |
| Edition | 1st |
| Extent | 352 |
| ISBN | 9781841132792 |
| Imprint | Hart Publishing |
| Dimensions | 234 x 156 mm |
| Publisher | Bloomsbury Publishing |
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